Current licenceholders of AJF262 CTBC Asia Limited 中國信託綜合證券(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIU Chih Chun 劉芷均 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 August 2020
LIU Wai Hung 廖偉鴻 RE [9] (Asset Management) 03 September 2019
CHANG Albert Yu Hwa 張佑華 RO [6] (Advising on Corporate Finance) 13 August 2019
LIU Wai Hung 廖偉鴻 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 May 2019
WANG Tsai Yun 王彩雲 RE [1] (Dealing in Securities) 12 April 2019
YEN Chun-Hsien 顏君憲 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 08 May 2018
YIP Matthew Shu Shun 葉樹信 RE [9] (Asset Management) 23 February 2018
YIP Matthew Shu Shun 葉樹信 RE [4] (Advising on Securities) 22 September 2017
YIP Matthew Shu Shun 葉樹信 RE [1] (Dealing in Securities) 29 May 2017
CHENG Wei-Chih 鄭偉智 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 April 2016
YIU Ying Chi 饒英姿 RO [6] (Advising on Corporate Finance) 04 October 2011
MAK Chi Shan, Flora 麥芷珊 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 May 2007
WU I Kwei, Daniel 吳一揆 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 March 2006
CHOU Shi Chung 周世昌 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 August 2004