SFC Licenceholders of CTBC Asia Limited 中國信託綜合證券(香港)有限公司
- allen.cheng@ctbcasia.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Yee Man, Melody 區依敏 | RE | 1 | 10 July 2012 | 11 September 2018 |
| CHAN Wai Hing, Cookie 陳惠兄 | RE | 1 | 10 July 2012 | 04 May 2015 |
| CHANG Albert Yu Hwa 張佑華 | RO | 6 | 13 August 2019 | 01 June 2023 |
| CHANG Albert Yu Hwa 張佑華 | RE | 6 | 27 June 2019 | 13 August 2019 |
| CHANG Hsin Yuan 張馨元 | RE | 1 | 17 August 2004 | 14 April 2005 |
| CHANG Nai-Wen 張乃文 | RE | 1 | 24 July 2006 | 27 May 2009 |
| CHANG Tse Min 張澤民 | RE | 4 | 15 February 2005 | 18 March 2005 |
| CHANG Tse Min 張澤民 | RE | 1 | 15 February 2005 | 18 March 2005 |
| CHEN Chang-ming 陳章明 | RE | 4 | 04 August 2010 | 10 February 2012 |
| CHEN Chang-ming 陳章明 | RE | 1 | 04 August 2010 | 10 February 2012 |
| CHEN Chien Chih 陳建智 | RO | 4 | 21 July 2006 | 15 August 2007 |
| CHEN Chien Chih 陳建智 | RO | 9 | 21 July 2006 | 15 August 2007 |
| CHEN Chien Chih 陳建智 | RE | 9 | 06 July 2004 | 21 July 2006 |
| CHEN Ching Wen 陳景文 | RE | 9 | 16 December 2021 | 31 October 2022 |
| CHEN Ching Wen 陳景文 | RE | 4 | 17 August 2021 | 31 October 2022 |
| CHEN Ching Wen 陳景文 | RE | 1 | 12 May 2021 | 31 October 2022 |
| CHEN Hon-jieh 陳宏杰 | RE | 4 | 22 September 2009 | 01 December 2016 |
| CHEN Hon-jieh 陳宏杰 | RE | 1 | 22 September 2009 | 01 December 2016 |
| CHEN Jui-huan 陳叡桓 | RO | 1 | 10 June 2004 | 28 February 2006 |
| CHEN Jui-huan 陳叡桓 | RO | 9 | 10 June 2004 | 28 February 2006 |
| CHEN Jui-huan 陳叡桓 | RO | 6 | 19 August 2004 | 09 June 2005 |
| CHEN Jui-huan 陳叡桓 | RE | 6 | 09 June 2005 | 09 June 2005 |
| CHEN Jui-huan 陳叡桓 | RO | 4 | 04 October 2004 | 28 February 2006 |
| CHEN Shu-Shen 陳樹深 | RE | 1 | 07 April 2005 | 10 May 2005 |
| CHEN Shu-Shen 陳樹深 | RE | 6 | 07 April 2005 | 10 May 2005 |
| CHEN Ya-Ching 陳雅菁 | RE | 1 | 17 July 2006 | 21 March 2013 |
| CHEN Ya-Ching 陳雅菁 | RE | 4 | 22 November 2006 | 21 March 2013 |
| CHENG Wei Ting 鄭微亭 | RE | 6 | 28 March 2022 | 23 May 2022 |
| CHENG Wei-Chih 鄭偉智 | RO | 9 | 07 April 2016 | |
| CHENG Wei-Chih 鄭偉智 | RO | 4 | 07 April 2016 | |
| CHENG Wei-Chih 鄭偉智 | RO | 1 | 07 April 2016 | |
| CHENG Wei-Chih 鄭偉智 | RE | 9 | 16 February 2016 | 07 April 2016 |
| CHENG Wei-Chih 鄭偉智 | RE | 4 | 16 February 2016 | 07 April 2016 |
| CHENG Wei-Chih 鄭偉智 | RE | 1 | 16 February 2016 | 07 April 2016 |
| CHENG Yi-Fang 鄭怡芳 | RE | 4 | 31 March 2005 | 17 December 2005 |
| CHENG Yi-Fang 鄭怡芳 | RE | 1 | 31 March 2005 | 17 December 2005 |
| CHIANG Chen-Tai 江禎泰 | RE | 6 | 12 October 2006 | 13 April 2007 |
| CHIANG Chen-Tai 江禎泰 | RE | 1 | 12 October 2006 | 13 April 2007 |
| CHIEN Man Chit 錢敏婕 | RE | 4 | 30 August 2007 | 28 May 2008 |
| CHIEN Man Chit 錢敏婕 | RE | 1 | 30 August 2007 | 28 May 2008 |
| CHOU Amy Ching-fen 周旻萱 | RE | 4 | 29 October 2004 | 20 December 2004 |
| CHOU Amy Ching-fen 周旻萱 | RE | 1 | 12 March 2004 | 20 December 2004 |
| CHOU I-ping 周宜平 | RE | 4 | 05 October 2009 | 20 September 2010 |
| CHOU I-ping 周宜平 | RE | 1 | 05 October 2009 | 20 September 2010 |
| CHOU Shi Chung 周世昌 | RO | 1 | 19 August 2004 | |
| CHOU Shi Chung 周世昌 | RO | 6 | 19 August 2004 | |
| CHU Yik Sang, Dickson 朱益生 | RE | 9 | 27 March 2008 | 01 February 2013 |
| CHU Yik Sang, Dickson 朱益生 | RE | 4 | 27 March 2008 | 01 February 2013 |
| CHU Yik Sang, Dickson 朱益生 | RO | 1 | 14 February 2008 | 01 February 2013 |
| CHU Yik Sang, Dickson 朱益生 | RE | 1 | 01 March 2004 | 14 February 2008 |
| CHUNG Ho Tung 鍾浩東 | RO | 6 | 14 September 2006 | 11 April 2011 |
| CHUNG Ho Tung 鍾浩東 | RE | 6 | 27 April 2005 | 14 September 2006 |
| EPSTEIN Ian Josh | RE | 4 | 09 March 2005 | 14 April 2005 |
| EPSTEIN Ian Josh | RE | 1 | 09 March 2005 | 14 April 2005 |
| FAN Claris Wai Ping 樊惠萍 | RE | 4 | 08 May 2007 | 03 July 2007 |
| FAN Claris Wai Ping 樊惠萍 | RE | 1 | 08 May 2007 | 03 July 2007 |
| FAN Yu Shen 范育慎 | RE | 4 | 16 August 2019 | 30 September 2019 |
| FAN Yu Shen 范育慎 | RE | 1 | 16 August 2019 | 30 September 2019 |
| FONG Wai Cheong 方偉昌 | RE | 1 | 27 April 2004 | 11 May 2004 |
| FONG Wai Cheong 方偉昌 | RE | 9 | 27 April 2004 | 11 May 2004 |
| GAU Ying Ming 高英銘 | RE | 4 | 05 August 2013 | 31 October 2016 |
| GAU Ying Ming 高英銘 | RE | 1 | 05 August 2013 | 31 October 2016 |
| GAU Ying Ming 高英銘 | RE | 1 | 21 February 2011 | 09 February 2013 |
| GAU Ying Ming 高英銘 | RE | 4 | 21 February 2011 | 09 February 2013 |
| HAN Kelly 韓開莉 | RE | 1 | 17 December 2015 | 26 March 2018 |
| HO Kin Ning 何建翎 | RE | 1 | 18 October 2018 | 02 March 2019 |
| HOU Chia-Lung 侯佳龍 | RO | 4 | 10 November 2022 | |
| HOU Chia-Lung 侯佳龍 | RO | 1 | 10 November 2022 | |
| HOU Chia-Lung 侯佳龍 | RE | 9 | 16 December 2021 | |
| HOU Chia-Lung 侯佳龍 | RE | 1 | 03 March 2021 | 10 November 2022 |
| HOU Chia-Lung 侯佳龍 | RE | 4 | 03 March 2021 | 10 November 2022 |
| HSIAO Chung Mao 蕭仲謀 | RO | 9 | 20 July 2005 | 14 March 2006 |
| HSIAO Chung Mao 蕭仲謀 | RO | 4 | 20 July 2005 | 14 March 2006 |
| HSIAO Chung Mao 蕭仲謀 | RO | 1 | 20 July 2005 | 14 March 2006 |
| HSIAO Chung Mao 蕭仲謀 | RO | 6 | 20 July 2005 | 14 March 2006 |
| HSU Fang-Chih 徐芳枝 | RE | 1 | 24 July 2006 | 27 May 2009 |
| HSU Tung Yuan 徐東元 | RE | 4 | 22 July 2011 | |
| HSU Tung Yuan 徐東元 | RE | 1 | 22 July 2011 | |
| HSU Tung Yuan 徐東元 | RE | 4 | 15 November 2004 | 13 June 2005 |
| HSU Tung Yuan 徐東元 | RE | 1 | 01 June 2004 | 13 June 2005 |
| HU Chien-hsiu 胡建修 | RE | 1 | 24 August 2009 | 01 July 2016 |
| HU Chien-hsiu 胡建修 | RE | 4 | 24 August 2009 | 01 July 2016 |
| HUANG Ku Han 黃谷涵 | RE | 1 | 15 February 2005 | 17 May 2005 |
| HUANG Ku Han 黃谷涵 | RE | 4 | 15 February 2005 | 17 May 2005 |
| HUANG Li Ping 黃栗屏 | RE | 4 | 15 November 2004 | 01 July 2006 |
| HUANG Li Ping 黃栗屏 | RE | 1 | 20 July 2004 | 01 July 2006 |
| JOHNSON Warren Joseph | RE | 1 | 30 July 2004 | 16 June 2005 |
| JOHNSON Warren Joseph | RE | 4 | 15 November 2004 | 16 June 2005 |
| JUAN Chien Ming 阮建銘 | RE | 4 | 15 November 2004 | 30 April 2005 |
| JUAN Chien Ming 阮建銘 | RE | 1 | 16 June 2004 | 30 April 2005 |
| KUO Ai-Hsi 郭艾西 | RE | 1 | 16 March 2007 | 14 April 2007 |
| KUO Fang Yu 郭芳瑜 | RE | 4 | 22 December 2023 | |
| KUO Fang Yu 郭芳瑜 | RE | 1 | 22 December 2023 | |
| KWAN Chi Sum 關智森 | RE | 4 | 16 September 2021 | 23 June 2023 |
| KWAN Chi Sum 關智森 | RE | 1 | 07 September 2021 | 23 June 2023 |
| KWOK Chai Yan 郭齊欣 | RE | 1 | 25 August 2015 | 11 September 2018 |
| LAI Tsao Lung 賴朝隆 | RO | 9 | 08 September 2022 | |
| LAI Tsao Lung 賴朝隆 | RO | 4 | 08 September 2022 | |
| LAI Tsao Lung 賴朝隆 | RO | 1 | 08 September 2022 | |
| LAI Tsao Lung 賴朝隆 | RE | 9 | 28 July 2022 | 08 September 2022 |
| LAI Tsao Lung 賴朝隆 | RE | 4 | 28 July 2022 | 08 September 2022 |
| LAI Tsao Lung 賴朝隆 | RE | 1 | 28 July 2022 | 08 September 2022 |
| LAM Hin Yi, Teresa 藍顯儀 | RE | 4 | 24 August 2009 | 23 August 2019 |
| LAM Hin Yi, Teresa 藍顯儀 | RE | 1 | 24 August 2009 | 23 August 2019 |
| LEE Hsiao Yun 李曉芸 | RE | 1 | 10 July 2012 | 20 April 2018 |
| LEE Philip | RE | 4 | 26 October 2004 | 16 June 2005 |
| LEE Philip | RE | 1 | 11 May 2004 | 16 June 2005 |
| LEE Yee Tak 李以德 | RE | 4 | 24 March 2014 | 11 April 2015 |
| LEE Yee Tak 李以德 | RE | 1 | 24 March 2014 | 11 April 2015 |
| LIAO Ya Tzu 廖雅姿 | RE | 4 | 10 December 2004 | 09 December 2008 |
| LIAO Ya Tzu 廖雅姿 | RE | 1 | 10 December 2004 | 09 December 2008 |
| LIN Chien Huei 林建惠 | RE | 4 | 02 October 2009 | 13 February 2010 |
| LIN Chien Huei 林建惠 | RE | 1 | 02 October 2009 | 13 February 2010 |
| LIN Ching I 林靜怡 | RE | 6 | 01 June 2006 | 01 June 2008 |
| LIN Ching I 林靜怡 | RE | 1 | 01 June 2006 | 01 June 2008 |
| LIN Ching I 林靜怡 | RE | 1 | 17 June 2004 | 01 August 2005 |
| LIN Ching I 林靜怡 | RE | 6 | 13 September 2004 | 01 August 2005 |
| LIU Chih Chun 劉芷均 | RE | 4 | 05 August 2020 | 14 September 2021 |
| LIU Chih Chun 劉芷均 | RE | 1 | 05 August 2020 | 14 September 2021 |
| LIU Siu Wan 廖秀雲 | RE | 1 | 17 August 2009 | 17 August 2019 |
| LIU Siu Wan 廖秀雲 | RE | 4 | 17 August 2009 | 17 August 2019 |
| LIU Wai Hung 廖偉鴻 | RE | 9 | 03 September 2019 | 04 April 2021 |
| LIU Wai Hung 廖偉鴻 | RE | 4 | 22 May 2019 | 04 April 2021 |
| LIU Wai Hung 廖偉鴻 | RE | 1 | 22 May 2019 | 04 April 2021 |
| LO Chung Ho, Philip 盧頌濠 | RE | 4 | 26 January 2005 | 17 July 2011 |
| LO Chung Ho, Philip 盧頌濠 | RE | 1 | 26 January 2005 | 17 July 2011 |
| LO Chung Ho, Philip 盧頌濠 | RE | 6 | 26 January 2005 | 17 July 2011 |
| LUO Hsiao-Chun 羅孝君 | RE | 1 | 27 November 2007 | 30 July 2012 |
| LUO Hsiao-Chun 羅孝君 | RE | 4 | 27 November 2007 | 30 July 2012 |
| MAK Chi Shan, Flora 麥芷珊 | RE | 1 | 09 May 2007 | |
| MAK Chi Shan, Flora 麥芷珊 | RE | 4 | 09 May 2007 | |
| NAM Ka Keung 藍嘉強 | RO | 9 | 07 June 2004 | 24 February 2016 |
| NAM Ka Keung 藍嘉強 | RO | 1 | 07 June 2004 | 24 February 2016 |
| NAM Ka Keung 藍嘉強 | RO | 4 | 04 October 2004 | 24 February 2016 |
| NAM Ka Keung 藍嘉強 | RE | 9 | 25 May 2004 | 07 June 2004 |
| NAM Ka Keung 藍嘉強 | RE | 1 | 25 May 2004 | 07 June 2004 |
| NG Ching Yin 吳清賢 | RE | 4 | 05 August 2016 | 27 March 2017 |
| NG Ching Yin 吳清賢 | RE | 1 | 21 May 2015 | 27 March 2017 |
| NG Simon 伍世榮 | RO | 6 | 19 August 2004 | 06 December 2005 |
| NG Simon 伍世榮 | RO | 1 | 18 May 2004 | 06 December 2005 |
| NIP Lai Wo 聶禮和 | RO | 9 | 14 January 2004 | 15 March 2004 |
| NIP Lai Wo 聶禮和 | RO | 1 | 14 January 2004 | 15 March 2004 |
| PEAKER Mark David | RE | 1 | 01 December 2004 | 27 August 2005 |
| PEAKER Mark David | RE | 4 | 01 December 2004 | 27 August 2005 |
| SUNG Jui Lin 宋瑞琳 | RE | 6 | 24 November 2022 | 01 June 2023 |
| TSAI Tsung Nan 蔡宗男 | RE | 1 | 08 August 2013 | 31 December 2017 |
| TSAI Tsung Nan 蔡宗男 | RE | 4 | 08 August 2013 | 31 December 2017 |
| TSENG Ching-Yuan 曾慶淵 | RE | 1 | 20 July 2007 | 01 January 2010 |
| TSENG Ching-Yuan 曾慶淵 | RE | 4 | 20 July 2007 | 01 January 2010 |
| TSUI Pak Fai 徐碧輝 | RE | 4 | 13 April 2012 | 25 May 2013 |
| TSUI Pak Fai 徐碧輝 | RE | 1 | 20 November 2007 | 25 May 2013 |
| WANG Tsai Yun 王彩雲 | RE | 4 | 17 August 2021 | |
| WANG Tsai Yun 王彩雲 | RE | 1 | 12 April 2019 | |
| WANG Wei-Lung 王偉倫 | RE | 9 | 16 December 2021 | |
| WANG Wei-Lung 王偉倫 | RE | 4 | 02 September 2021 | |
| WANG Wei-Lung 王偉倫 | RE | 1 | 02 September 2021 | |
| WEI An Pei 魏安培 | RE | 1 | 20 July 2007 | 01 June 2008 |
| WEI An Pei 魏安培 | RE | 4 | 20 July 2007 | 01 June 2008 |
| WONG Ming Lai 王銘麗 | RE | 1 | 18 September 2006 | 04 August 2007 |
| WONG Wai Man 王慧敏 | RE | 1 | 17 July 2007 | 29 November 2007 |
| WU Huey-ming 吳慧明 | RO | 1 | 16 June 2006 | 10 May 2008 |
| WU Huey-ming 吳慧明 | RO | 4 | 16 June 2006 | 10 May 2008 |
| WU Huey-ming 吳慧明 | RE | 1 | 16 February 2006 | 16 June 2006 |
| WU I Kwei, Daniel 吳一揆 | RO | 9 | 13 March 2006 | 01 August 2022 |
| WU I Kwei, Daniel 吳一揆 | RO | 6 | 13 March 2006 | 01 August 2022 |
| WU I Kwei, Daniel 吳一揆 | RO | 4 | 13 March 2006 | 01 August 2022 |
| WU I Kwei, Daniel 吳一揆 | RO | 1 | 13 March 2006 | 01 August 2022 |
| WU I Kwei, Daniel 吳一揆 | RO | 9 | 14 January 2004 | 15 March 2004 |
| WU I Kwei, Daniel 吳一揆 | RO | 1 | 14 January 2004 | 15 March 2004 |
| YANG Jr-kai 楊之凱 | RE | 9 | 17 January 2023 | |
| YANG Jr-kai 楊之凱 | RE | 4 | 07 October 2022 | |
| YANG Jr-kai 楊之凱 | RE | 1 | 07 October 2022 | |
| YANG Ming Cheng 楊明錚 | RE | 4 | 14 July 2011 | 12 May 2012 |
| YANG Ming Cheng 楊明錚 | RE | 1 | 14 July 2011 | 12 May 2012 |
| YAU Yin Cheung 邱彥暲 | RE | 1 | 07 December 2007 | 22 January 2010 |
| YEN Chun-Hsien 顏君憲 | RO | 9 | 08 May 2018 | |
| YEN Chun-Hsien 顏君憲 | RO | 4 | 08 May 2018 | |
| YEN Chun-Hsien 顏君憲 | RO | 1 | 08 May 2018 | |
| YEUNG Hin 楊騫 | RE | 1 | 10 July 2012 | 11 September 2018 |
| YEUNG Kin Lun 楊健倫 | RE | 9 | 22 September 2017 | 09 August 2018 |
| YEUNG Kin Lun 楊健倫 | RE | 4 | 10 March 2017 | 09 August 2018 |
| YEUNG Kin Lun 楊健倫 | RE | 1 | 01 September 2016 | 09 August 2018 |
| YIP Matthew Shu Shun 葉樹信 | RO | 4 | 06 June 2022 | |
| YIP Matthew Shu Shun 葉樹信 | RO | 1 | 18 January 2021 | |
| YIP Matthew Shu Shun 葉樹信 | RE | 9 | 23 February 2018 | |
| YIP Matthew Shu Shun 葉樹信 | RE | 4 | 22 September 2017 | 06 June 2022 |
| YIP Matthew Shu Shun 葉樹信 | RE | 1 | 29 May 2017 | 18 January 2021 |
| YIU Ying Chi 饒英姿 | RO | 6 | 04 October 2011 | 29 October 2021 |
| YIU Ying Chi 饒英姿 | RE | 6 | 17 July 2006 | 04 October 2011 |
| YU Miu Ki 庾苗期 | RO | 9 | 14 March 2007 | 30 April 2007 |
| YU Miu Ki 庾苗期 | RE | 1 | 17 February 2004 | 30 April 2007 |
| YU Miu Ki 庾苗期 | RE | 9 | 17 February 2004 | 14 March 2007 |
| ZHOU Yun 周云 | RE | 6 | 04 May 2023 | 01 June 2023 |