SFC Licences of CHENG Min Tat, Jimmy 鄭勉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 15 October 2018 | 15 January 2022 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 1 | 27 June 2012 | 15 January 2022 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 9 | 12 March 2008 | 15 January 2022 |
| InnoFusion Capital Management Limited | RO | 9 | 16 August 2007 | 31 October 2007 |
| UBS Securities Asia Limited | RE | 2 | 20 May 2005 | 28 April 2007 |
| UBS Securities Asia Limited | RE | 1 | 20 May 2005 | 28 April 2007 |
| UBS Securities Hong Kong Limited | RO | 1 | 01 April 2003 | 28 April 2007 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 01 April 2003 | 28 April 2007 |
| UBS Securities Asia Limited | RO | 2 | 01 April 2003 | 20 May 2005 |
| UBS Securities Asia Limited | RO | 1 | 01 April 2003 | 20 May 2005 |
| UBS Derivatives Hong Kong Limited | RO | 5 | 01 April 2003 | 07 February 2005 |
| UBS Derivatives Hong Kong Limited | RO | 9 | 01 April 2003 | 07 February 2005 |
| UBS Securities Hong Kong Limited | RO | 4 | 01 April 2003 | 07 February 2005 |
| UBS Securities Hong Kong Limited | RO | 6 | 01 April 2003 | 07 February 2005 |
| UBS Securities Hong Kong Limited | RO | 9 | 01 April 2003 | 07 February 2005 |
| UBS Securities Asia Limited | RO | 4 | 01 April 2003 | 07 February 2005 |
| UBS Securities Asia Limited | RO | 5 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RO | 6 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RO | 9 | 01 April 2003 | 04 February 2005 |