SFC Licences of WONG Sau Chun, Carrie 王秀珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 30 April 2014 31 July 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 30 April 2014 31 July 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 22 October 2012 16 April 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 22 October 2012 16 April 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 18 May 2010 19 May 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 18 May 2010 19 May 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 4 01 March 2010 14 April 2010
CCB International Securities Limited 建銀國際證券有限公司 RE 1 01 March 2010 14 April 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 5 01 December 2005 01 October 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 01 December 2005 01 October 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 2 01 April 2003 01 October 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 5 01 April 2003 01 October 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 01 October 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 9 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 09 December 2004