SFC Licences of LIU Kit Yee, Kate 廖潔儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	28 September 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	25 July 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	16 June 2003	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	7	16 June 2003	19 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	17 April 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	17 April 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	17 April 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	17 April 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	4	01 April 2003	17 April 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	6	01 April 2003	17 April 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	17 April 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	17 April 2003