SFC Licences of LI Shuk Fat 李淑法
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ramon Investment Company Limited 偉民証券有限公司 | RE | 1 | 23 March 2018 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 19 May 2004 | 30 November 2016 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 01 April 2003 | 03 June 2003 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 4 | 01 April 2003 | 03 June 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 June 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 June 2003 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 6 | 01 April 2003 | 03 June 2003 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 03 June 2003 |