SFC Licences of LIU Kin Wah 廖建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2007 | 10 October 2007 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 21 April 2004 | 11 April 2007 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 01 April 2003 | 05 November 2003 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 April 2003 | 05 November 2003 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 7 | 01 April 2003 | 05 November 2003 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RE | 3 | 01 April 2003 | 05 November 2003 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 01 April 2003 | 05 November 2003 |