SFC Licences of LO Tak Shun, Dixon 勞德舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	17 April 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	04 January 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	04 January 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	04 January 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	11 February 2008	13 September 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	11 February 2008	13 September 2014
Kaiser Futures Limited 嘉信期貨有限公司	RE	2	23 February 2004	16 January 2008
Kaiser Securities Limited 嘉信証券有限公司	RE	1	23 February 2004	16 January 2008
Hong Kong International Futures Limited 香港國際期貨有限公司	RE	2	01 April 2003	02 February 2004
Hong Kong International Securities Limited 香港國際證券有限公司	RE	1	01 April 2003	02 February 2004
Hong Kong International Securities Limited 香港國際證券有限公司	RE	4	01 April 2003	10 January 2004
Hong Kong International Futures Limited 香港國際期貨有限公司	RE	9	01 April 2003	10 January 2004
Hong Kong International Futures Limited 香港國際期貨有限公司	RE	5	01 April 2003	10 January 2004
Hong Kong International Securities Limited 香港國際證券有限公司	RE	9	01 April 2003	10 January 2004
Hong Kong International Securities Limited 香港國際證券有限公司	RE	6	01 April 2003	10 January 2004