SFC Licences of CHANG Shu Wan 張淑婉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RO | 1 | 14 September 2015 | 31 July 2021 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RO | 9 | 19 August 2014 | 31 July 2021 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RO | 4 | 19 August 2014 | 31 July 2021 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 9 | 18 July 2014 | 19 August 2014 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 4 | 18 July 2014 | 19 August 2014 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 01 September 2009 | 13 June 2014 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 01 September 2009 | 13 June 2014 |