SFC Licences of MUNG Siu Cho 蒙紹祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 05 May 2011 31 March 2018
Success Securities Limited 實德證券有限公司 RE 1 05 May 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 19 September 2007 03 April 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 03 April 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 25 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 25 February 2004