SFC Licences of MUNG Siu Cho 蒙紹祖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 05 May 2011 | 31 March 2018 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 05 May 2011 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 September 2007 | 03 April 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 03 April 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 25 February 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 25 February 2004 |