SFC Licences of DEVONSHIRE Mark Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| W2 Asset Management (HK) Limited 智方資產管理有限公司 | RO | 9 | 04 June 2009 | 02 December 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 February 2007 | 01 November 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 13 June 2006 | 01 November 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 June 2006 | 01 November 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 April 2006 | 27 June 2006 |