SFC Licences of YEUNG Chui Kwan 楊翠群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 01 November 2010 11 November 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 November 2010 11 November 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 01 November 2010 11 November 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 November 2010 11 November 2012
FT Securities Limited 富通證券有限公司 RE 5 30 September 2005 31 October 2010
FT Securities Limited 富通證券有限公司 RE 2 30 September 2005 31 October 2010
FT Securities Limited 富通證券有限公司 RE 1 13 May 2004 31 October 2010
Jefferies Bache (Hong Kong) Limited RE 2 13 May 2004 04 October 2005
Jefferies Bache (Hong Kong) Limited RE 9 01 April 2003 18 July 2003
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 18 July 2003
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 18 July 2003
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 18 July 2003
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 18 July 2003
Jefferies Bache (Hong Kong) Limited RE 5 01 April 2003 18 July 2003
Jefferies Bache (Hong Kong) Limited RE 2 01 April 2003 18 July 2003