SFC Licences of NG Chi Hoi 吳志凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changyuan Securities Limited 長遠證券有限公司 RO 9 03 March 2021
Changyuan Securities Limited 長遠證券有限公司 RO 4 03 March 2021
Changyuan Securities Limited 長遠證券有限公司 RO 1 03 March 2021
ARTE Capital Management Limited RO 9 03 June 2019 28 February 2021
ARTE Capital Management Limited RO 4 03 June 2019 28 February 2021
Jingdong Securities Limited 京東証劵有限公司 RO 9 26 May 2017 31 October 2018
Jingdong Securities Limited 京東証劵有限公司 RO 4 26 May 2017 31 October 2018
Jingdong Securities Limited 京東証劵有限公司 RO 1 26 May 2017 31 October 2018
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 9 30 August 2016 19 May 2017
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 4 30 August 2016 19 May 2017
Gayang Securities Limited 嘉銀證券有限公司 RE 1 02 November 2015 06 April 2016
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RO 9 14 December 2012 31 May 2015
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RO 4 14 December 2012 31 May 2015
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RO 1 14 December 2012 31 May 2015
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RE 9 12 December 2012 14 December 2012
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RE 4 12 December 2012 14 December 2012
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RE 1 12 December 2012 14 December 2012
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RO 1 26 April 2010 31 October 2012
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RO 9 08 March 2007 31 October 2012
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RO 4 08 March 2007 31 October 2012
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 01 August 2006 16 November 2006
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 17 September 2005 16 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 April 2005 12 May 2005
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RO 9 15 April 2004 12 April 2005
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RO 4 15 April 2004 12 April 2005
Patterson Financial Services Limited RE 4 01 April 2003 23 October 2003
Patterson Financial Services Limited RE 6 01 April 2003 23 October 2003