SFC Licences of YUEN Wai Yat 阮維一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 March 2015 | 05 February 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 March 2015 | 05 February 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 07 August 2013 | 05 February 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 07 August 2013 | 05 February 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 6 | 07 August 2013 | 22 November 2016 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 01 April 2003 | 29 November 2013 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 01 April 2003 | 29 November 2013 |