SFC Licences of NG Mau Chung 吳茂松

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Futures Limited 嘉信期貨有限公司 RE 9 10 September 2003 07 October 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 5 10 September 2003 07 October 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 10 September 2003 07 October 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 9 01 April 2003 07 October 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 6 01 April 2003 07 October 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 4 01 April 2003 07 October 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 April 2003 07 October 2003
Kaiser Futures Limited 嘉信期貨有限公司 RO 9 01 April 2003 10 September 2003
Kaiser Futures Limited 嘉信期貨有限公司 RO 2 01 April 2003 10 September 2003
Kaiser Futures Limited 嘉信期貨有限公司 RO 5 01 April 2003 10 September 2003