SFC Licences of NG Mau Chung 吳茂松
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 10 September 2003 | 07 October 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 10 September 2003 | 07 October 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 10 September 2003 | 07 October 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 07 October 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 07 October 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 07 October 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 07 October 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 9 | 01 April 2003 | 10 September 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 2 | 01 April 2003 | 10 September 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 5 | 01 April 2003 | 10 September 2003 |