SFC Licences of LIU Chung Hong 廖仲康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	05 November 2003	22 April 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	08 September 2003	19 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2003	02 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	7	01 April 2003	02 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2003	02 June 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司	RE	6	01 April 2003	29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司	RE	4	01 April 2003	29 May 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	9	01 April 2003	29 May 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	6	01 April 2003	29 May 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	4	01 April 2003	29 May 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	5	01 April 2003	29 May 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	9	01 April 2003	29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司	RE	1	01 April 2003	29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司	RE	9	01 April 2003	29 May 2003