SFC Licences of SIU So Fun, Sendy 蕭素芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	18 December 2014	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	2	18 December 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	22 September 2014	18 December 2014
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	22 September 2014	18 December 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	30 May 2012	08 September 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	30 May 2012	08 September 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	25 February 2011	30 May 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	25 February 2011	30 May 2012
Enlighten Futures Limited 名匯期貨有限公司	RE	2	05 December 2005	07 February 2011
Enlighten Securities Limited 名匯證券有限公司	RE	1	05 December 2005	07 February 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	01 December 2005
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	01 December 2005
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	02 June 2004
Aisance Asset Management Limited 君達資產管理有限公司	RE	5	01 April 2003	02 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	02 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	02 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	02 June 2004
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	01 April 2003	02 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	02 June 2004
Aisance Asset Management Limited 君達資產管理有限公司	RE	2	01 April 2003	02 June 2004