SFC Licences of DUAN Hong 段宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 03 May 2016 | 01 April 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 November 2013 | 03 May 2016 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 06 March 2012 |
| MUSHK Limited | RE | 1 | 28 June 2010 | 30 December 2010 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 24 December 2003 | 09 May 2008 |
| RBS Securities (Far East) Limited | RO | 1 | 24 December 2003 | 05 January 2005 |
| RBS Securities (Far East) Limited | RE | 1 | 01 April 2003 | 24 December 2003 |