SFC licenceholder ADH590 LEE Siu Hung 李兆鴻

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 11 January 2012
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 11 January 2012 27 June 2019
Huarong International Securities Limited 華融國際證券有限公司 RE [2] (Dealing in Futures Contracts) 05 January 2010 10 December 2011
Huarong International Securities Limited 華融國際證券有限公司 RO [1] (Dealing in Securities) 14 December 2009 10 December 2011
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities) 05 November 2009 14 December 2009
Kam Luen Securities Limited 金鑾證券有限公司 RE [1] (Dealing in Securities) 11 September 2009 15 September 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 24 October 2003 12 June 2006
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 24 October 2003 12 June 2006
China Rich Securities Limited 中國薈智證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 22 September 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 22 September 2003
China Rich Securities Limited 中國薈智證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 10 June 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 10 June 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 10 June 2003