SFC Licences of LEE Siu Hung 李兆鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 11 January 2012 02 February 2023
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 11 January 2012 27 June 2019
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 January 2010 10 December 2011
Huarong International Securities Limited 華融國際證券有限公司 RO 1 14 December 2009 10 December 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 05 November 2009 14 December 2009
Kam Luen Securities Limited 金鑾證券有限公司 RE 1 11 September 2009 15 September 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 September 2007 07 August 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 27 September 2007 07 August 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 24 October 2003 12 June 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 24 October 2003 12 June 2006
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 22 September 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 22 September 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 10 June 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RE 1 01 April 2003 10 June 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 10 June 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 10 June 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 10 June 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RE 9 01 April 2003 10 June 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 10 June 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RE 4 01 April 2003 10 June 2003