SFC Licenceholders of Kam Luen Securities Limited 金鑾證券有限公司
- compliance@kamluensec.com
- Website
- www.kamluensec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHENG Tinglong 程庭龍 | RE | 1 | 02 December 2019 | 13 March 2020 |
| CHEONG Lap Yan, William 張立人 | RE | 1 | 10 September 2007 | 31 January 2015 |
| CHIU Chung Che, Francis 招頌慈 | RO | 1 | 18 May 2005 | 09 September 2016 |
| CHIU Chung Che, Francis 招頌慈 | RE | 1 | 01 April 2003 | 18 May 2005 |
| CHIU Chung Che, Francis 招頌慈 | RE | 9 | 01 April 2003 | 23 July 2003 |
| CHIU Chung Che, Francis 招頌慈 | RE | 6 | 01 April 2003 | 23 July 2003 |
| CHIU Chung Che, Francis 招頌慈 | RE | 4 | 01 April 2003 | 23 July 2003 |
| CHOW Jesson Kwok Kit 周國杰 | RO | 1 | 09 November 2021 | 18 January 2022 |
| CHOW Jesson Kwok Kit 周國杰 | RO | 4 | 09 November 2021 | 18 January 2022 |
| CHOW Jesson Kwok Kit 周國杰 | RO | 9 | 09 November 2021 | 18 January 2022 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 4 | 17 June 2020 | 09 November 2021 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 1 | 17 June 2020 | 09 November 2021 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 9 | 17 June 2020 | 09 November 2021 |
| DENG Jiaqi 鄧嘉麒 | RO | 1 | 01 February 2019 | 21 April 2020 |
| HO Chak Sum 何澤森 | RO | 9 | 24 May 2022 | 06 October 2023 |
| HO Chak Sum 何澤森 | RO | 4 | 24 May 2022 | 06 October 2023 |
| HO Chak Sum 何澤森 | RE | 1 | 16 May 2022 | 24 May 2022 |
| HO Chak Sum 何澤森 | RE | 4 | 16 May 2022 | 24 May 2022 |
| HO Chak Sum 何澤森 | RE | 9 | 16 May 2022 | 24 May 2022 |
| HO Chak Sum 何澤森 | RO | 1 | 24 May 2022 | 06 October 2023 |
| HU Zewei 胡澤巍 | RE | 9 | 03 February 2023 | |
| HU Zewei 胡澤巍 | RE | 4 | 03 February 2023 | |
| HU Zewei 胡澤巍 | RE | 1 | 22 December 2022 | |
| HUANG Chao 黃超 | RE | 9 | 15 June 2022 | |
| HUANG Chao 黃超 | RE | 4 | 31 May 2022 | |
| HUANG Chao 黃超 | RE | 1 | 31 May 2022 | |
| KAM Hoi Wai 甘愷瑋 | RE | 1 | 12 April 2019 | 15 October 2020 |
| LAM Shun Hei 林順喜 | RE | 1 | 27 April 2018 | 03 April 2019 |
| LAM Wai Kwong, Alfred 林偉光 | RO | 1 | 02 January 2018 | 07 February 2019 |
| LAM Wai Kwong, Alfred 林偉光 | RE | 1 | 31 July 2017 | 02 January 2018 |
| LEE On Fuk 李安福 | RE | 1 | 07 May 2019 | 05 May 2022 |
| LEE Pui Lam 李珮琳 | RO | 1 | 03 June 2016 | 14 April 2019 |
| LEE Pui Lam 李珮琳 | RE | 1 | 14 September 2007 | 03 June 2016 |
| LEE Siu Hung 李兆鴻 | RE | 1 | 11 September 2009 | 15 September 2009 |
| LEE Wai Yip 李偉業 | RO | 4 | 28 June 2019 | 20 December 2019 |
| LEE Wai Yip 李偉業 | RO | 9 | 28 June 2019 | 20 December 2019 |
| LEE Wai Yip 李偉業 | RO | 1 | 01 February 2019 | 20 December 2019 |
| LEE Wai Yip 李偉業 | RE | 1 | 16 January 2019 | 01 February 2019 |
| LEE Yue Kam 李汝金 | RO | 1 | 01 April 2003 | 17 November 2007 |
| LEE Yue Kam 李汝金 | RO | 4 | 01 April 2003 | 18 November 2003 |
| LEE Yue Kam 李汝金 | RO | 6 | 01 April 2003 | 18 November 2003 |
| LEE Yue Kam 李汝金 | RO | 9 | 01 April 2003 | 18 November 2003 |
| LEI Zhongren 雷忠仁 | RO | 1 | 27 November 2019 | 01 April 2022 |
| LEI Zhongren 雷忠仁 | RO | 9 | 27 November 2019 | 01 April 2022 |
| LEI Zhongren 雷忠仁 | RO | 4 | 27 November 2019 | 01 April 2022 |
| LI Mei Hing 李美卿 | RE | 1 | 26 April 2018 | 25 February 2019 |
| LI Tangfei 李唐飛 | RE | 9 | 19 August 2019 | 05 November 2019 |
| LI Tangfei 李唐飛 | RE | 4 | 19 August 2019 | 05 November 2019 |
| LI Tangfei 李唐飛 | RE | 1 | 05 March 2019 | 05 November 2019 |
| LI Ying Tsun 李盈駿 | RO | 1 | 12 March 2009 | 01 January 2020 |
| LI Ying Tsun 李盈駿 | RE | 1 | 01 April 2003 | 12 March 2009 |
| LI Ying Tsun 李盈駿 | RE | 9 | 01 April 2003 | 03 March 2004 |
| LI Ying Tsun 李盈駿 | RE | 6 | 01 April 2003 | 03 March 2004 |
| LI Ying Tsun 李盈駿 | RE | 4 | 01 April 2003 | 03 March 2004 |
| LIANG Yihao 梁禕豪 | RE | 1 | 24 August 2022 | 15 December 2022 |
| LIAO Lei 廖磊 | RO | 1 | 11 April 2022 | |
| LIAO Lei 廖磊 | RO | 4 | 11 April 2022 | |
| LIAO Lei 廖磊 | RO | 9 | 11 April 2022 | |
| LUO Yuying 羅鈺莹 | RE | 4 | 19 December 2023 | |
| LUO Yuying 羅鈺莹 | RE | 1 | 19 December 2023 | |
| LUO Yuying 羅鈺莹 | RE | 9 | 19 December 2023 | |
| SHUN Cheong Loi 辛祥來 | RE | 1 | 26 April 2018 | 14 February 2020 |
| SHUN Cheong Loi 辛祥來 | RO | 1 | 04 November 2003 | 26 April 2018 |
| SHUN Cheong Loi 辛祥來 | RE | 1 | 01 April 2003 | 04 November 2003 |
| SHUN Cheong Loi 辛祥來 | RE | 9 | 01 April 2003 | 17 September 2003 |
| SHUN Cheong Loi 辛祥來 | RE | 6 | 01 April 2003 | 17 September 2003 |
| SHUN Cheong Loi 辛祥來 | RE | 4 | 01 April 2003 | 17 September 2003 |
| SO Wai Lun 蘇煒綸 | RE | 9 | 26 August 2019 | 15 November 2019 |
| SO Wai Lun 蘇煒綸 | RE | 4 | 26 August 2019 | 15 November 2019 |
| SO Wai Lun 蘇煒綸 | RO | 1 | 08 May 2019 | 15 November 2019 |
| SO Wai Lun 蘇煒綸 | RE | 1 | 28 February 2019 | 08 May 2019 |
| SUM Nai Bun, Stephen 岑乃彬 | RO | 9 | 28 June 2019 | 05 December 2019 |
| SUM Nai Bun, Stephen 岑乃彬 | RO | 4 | 28 June 2019 | 05 December 2019 |
| TAM Ho Kwan 譚浩崑 | RE | 1 | 14 June 2019 | 20 September 2019 |
| WANG Xiao 汪霄 | RE | 1 | 13 May 2022 | |
| WANG Xiao 汪霄 | RE | 9 | 26 May 2022 | |
| WANG Xiao 汪霄 | RE | 4 | 26 May 2022 | |
| WENG Jianqun 翁建群 | RE | 1 | 09 August 2022 | |
| WENG Jianqun 翁建群 | RE | 4 | 09 August 2022 | |
| WENG Jianqun 翁建群 | RE | 9 | 09 August 2022 | |
| WONG Ying 黃盈 | RE | 1 | 06 December 2016 | 30 September 2017 |
| WU Xiao 吳筱 | RO | 1 | 16 August 2022 | |
| WU Xiao 吳筱 | RO | 4 | 16 August 2022 | |
| WU Xiao 吳筱 | RO | 9 | 16 August 2022 | |
| XIE Yunqin 解云欽 | RE | 4 | 19 March 2020 | 20 April 2020 |
| XIE Yunqin 解云欽 | RE | 1 | 19 March 2020 | 20 April 2020 |
| XIE Yunqin 解云欽 | RE | 9 | 19 March 2020 | 20 April 2020 |
| XIE Yunqin 解云欽 | RO | 1 | 20 April 2020 | 27 June 2021 |
| XIE Yunqin 解云欽 | RO | 4 | 20 April 2020 | 27 June 2021 |
| XIE Yunqin 解云欽 | RO | 9 | 20 April 2020 | 27 June 2021 |
| XU Haotian 徐浩天 | RE | 1 | 29 December 2023 | 01 February 2024 |
| XU Haotian 徐浩天 | RE | 4 | 29 December 2023 | 01 February 2024 |
| XU Haotian 徐浩天 | RE | 9 | 29 December 2023 | 01 February 2024 |
| XUE Junwei 薛俊偉 | RO | 1 | 13 June 2019 | 09 October 2019 |
| YIP Ka Lung 葉家龍 | RO | 1 | 26 September 2023 | |
| YIP Ka Lung 葉家龍 | RO | 4 | 26 September 2023 | |
| YIP Ka Lung 葉家龍 | RO | 9 | 26 September 2023 | |
| ZHONG Chengxi 鍾成熙 | RE | 1 | 22 July 2019 | 31 January 2020 |
| ZHOU Shufan 周澍凡 | RE | 1 | 22 August 2017 | 27 September 2017 |