SFC Licences of CONNOR David Jonathan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	30 November 2010	08 June 2013
SG Asset Finance (Hong Kong) Limited	RE	2	30 November 2010	08 June 2013
SG Asset Finance (Hong Kong) Limited	RE	1	30 November 2010	08 June 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	15 November 2007	13 July 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	15 November 2007	13 July 2010
MF Global Hong Kong Limited 明富環球香港有限公司	RE	1	30 April 2007	11 June 2007
MF Global Hong Kong Limited 明富環球香港有限公司	RE	2	12 December 2005	11 June 2007
MF Global Securities HK Limited 明富環球證券香港有限公司	RE	1	12 December 2005	30 April 2007
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	01 April 2003	26 July 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	26 July 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	08 June 2004
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	5	01 April 2003	08 June 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	08 June 2004
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	9	01 April 2003	08 June 2004