SFC Licences of GINSBURG Matthew David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 16 May 2022 | |
Hodes Weill Asia Limited | RO | 1 | 27 April 2016 | 31 July 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 13 January 2010 | 15 May 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 13 January 2010 | 15 May 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 September 2009 | 13 January 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 September 2009 | 13 January 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 15 December 2006 | 06 September 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 15 December 2006 | 06 September 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 15 December 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 15 December 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |