SFC Licences of GINSBURG Matthew David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RO 6 16 May 2022
Hodes Weill Asia Limited RO 1 27 April 2016 31 July 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 6 13 January 2010 15 May 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 13 January 2010 15 May 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 17 September 2009 13 January 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 17 September 2009 13 January 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 15 December 2006 06 September 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 15 December 2006 06 September 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 15 December 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 15 December 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004