SFC Licences of LI Wei Qi, Jacky 李維棋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 09 November 2009 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 April 2008 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 19 December 2005 | |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 01 December 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 08 March 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 08 March 2005 |