SFC Licences of CHU Chui Han, Teresa 朱翠嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 24 June 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 June 2008 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 May 2008 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 May 2007 | 04 January 2008 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 27 February 2006 | 28 February 2007 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 11 August 2004 | 21 December 2005 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 | RE | 6 | 01 April 2003 | 10 August 2004 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 | RE | 4 | 01 April 2003 | 10 August 2004 |