SFC Licences of LAM Siu Leung 林兆良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 13 October 2014 | |
Matrix Securities Limited 矩陣證券有限公司 | RE | 1 | 01 April 2003 | 06 October 2014 |
Matrix Securities Limited 矩陣證券有限公司 | RE | 9 | 01 April 2003 | 16 September 2003 |
Matrix Securities Limited 矩陣證券有限公司 | RE | 6 | 01 April 2003 | 16 September 2003 |
Matrix Securities Limited 矩陣證券有限公司 | RE | 4 | 01 April 2003 | 16 September 2003 |