SFC Licences of LUK Siu Yin 陸小燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	05 June 2018	31 May 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 June 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	13 February 2017	29 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	13 February 2017	29 May 2018
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	18 April 2012	12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	18 April 2012	12 February 2017
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	13 May 2010	02 April 2012
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	13 May 2010	02 April 2012
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2003	01 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	01 January 2009
Merrill Lynch Far East Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	1	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	5	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	7	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	9	01 April 2003	25 January 2005