SFC Licences of WU Hai Feng 吳海鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 May 2009 | 30 August 2011 |
| UBS Securities Asia Limited | RE | 4 | 01 March 2004 | 10 January 2009 |