SFC Licences of LAM Man Kwong, David 林文光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arete Capital Asia Limited | RE | 9 | 05 October 2021 | |
| Arete Capital Asia Limited | RE | 4 | 05 October 2021 | |
| Arete Capital Asia Limited | RE | 1 | 05 October 2021 | |
| abrdn Hong Kong Limited 安本香港有限公司 | RO | 4 | 11 October 2018 | 14 April 2020 |
| abrdn Hong Kong Limited 安本香港有限公司 | RO | 1 | 11 October 2018 | 14 April 2020 |
| abrdn Hong Kong Limited 安本香港有限公司 | RE | 4 | 06 August 2018 | 11 October 2018 |
| abrdn Hong Kong Limited 安本香港有限公司 | RE | 1 | 06 August 2018 | 11 October 2018 |
| Arete Capital Asia Limited | RE | 4 | 10 May 2018 | 23 July 2018 |
| Arete Capital Asia Limited | RE | 1 | 10 May 2018 | 23 July 2018 |
| Carret Private Capital Limited | RE | 4 | 16 December 2016 | 27 November 2017 |
| Carret Private Capital Limited | RE | 1 | 16 December 2016 | 27 November 2017 |
| Carret Private Capital Limited | RE | 9 | 02 November 2016 | 27 November 2017 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 9 | 01 April 2003 | 28 May 2013 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 4 | 01 April 2003 | 28 May 2013 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 5 | 01 April 2003 | 28 May 2013 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 1 | 01 April 2003 | 28 May 2013 |