SFC Licenceholders of GAM Hong Kong Limited 環球投資(香港)有限公司

Email
hkcompliance@gam.com
Website
www.gam.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
BENNETT John RE 4 01 June 2007 08 June 2007
CHAN Chi Man 陳志雯 RE 4 08 June 2016 03 July 2020
CHAN Chi Man 陳志雯 RE 1 08 June 2016 03 July 2020
CHAN Hoy Won, Genevieve 陳凱韻 RO 4 30 January 2024
CHAN Hoy Won, Genevieve 陳凱韻 RE 4 14 October 2015 30 January 2024
CHAN Hoy Won, Genevieve 陳凱韻 RO 1 09 August 2013
CHAN Hoy Won, Genevieve 陳凱韻 RE 1 14 April 2004 09 August 2013
CHAN Ka Kin 陳家健 RE 1 23 December 2005 07 November 2008
CHAN Kai Yee 陳皆儀 RE 1 21 July 2008 15 October 2011
CHAN Kevin Evelyn RO 9 22 May 2013 06 July 2015
CHAN Kevin Evelyn RE 4 04 May 2012 06 July 2015
CHAN Kevin Evelyn RE 9 04 May 2012 22 May 2013
CHAN Man Shun, Anthony 陳文洵 RE 1 05 August 2005 11 June 2011
CHAN Man Shun, Anthony 陳文洵 RE 9 04 January 2007 11 June 2011
CHAN On Kei, Angel 陳安琪 RE 1 25 September 2006 07 November 2008
CHAN Wing Gee, Hermia 陳穎芝 RE 9 08 March 2013 20 September 2019
CHAN Winnie Wun-yin 陳韻妍 RE 1 18 January 2008 07 November 2008
CHAN Ying Ying 陳瑩瑩 RE 1 06 January 2004 28 August 2008
CHAN Yue Yan 陳宇昕 RE 1 17 May 2006 22 September 2007
CHAN Yue Yan 陳宇昕 RE 9 04 January 2007 22 September 2007
CHEN Zhiyi 陳之伊 RE 9 19 April 2022
CHEN Zhiyi 陳之伊 RE 4 19 April 2022
CHENG Wai Chu, Carol 鄭惠珠 RE 1 01 April 2003 18 June 2013
CHENG Wai Chu, Carol 鄭惠珠 RE 4 01 April 2003 13 May 2004
CHENG Wai Chu, Carol 鄭惠珠 RE 6 01 April 2003 13 May 2004
CHENG Wai Chu, Carol 鄭惠珠 RE 9 01 April 2003 13 May 2004
CHEUNG Wing Ho, Billy 張永豪 RE 1 01 April 2003 22 July 2005
CHEUNG Wing Ho, Billy 張永豪 RE 9 01 April 2003 13 May 2004
CHEUNG Wing Ho, Billy 張永豪 RE 4 01 April 2003 13 May 2004
CHEUNG Wing Ho, Billy 張永豪 RE 6 01 April 2003 13 May 2004
CHONG Shui Yeung RE 1 04 August 2003 19 October 2004
CHONG Yin Ni 莊燕妮 RE 1 17 June 2008 30 April 2016
CHOON Yew Khee 秦耀奇 RO 4 11 December 2013 07 April 2017
CHOON Yew Khee 秦耀奇 RO 1 11 December 2013 07 April 2017
CHOON Yew Khee 秦耀奇 RE 4 07 November 2013 11 December 2013
CHOON Yew Khee 秦耀奇 RE 1 07 November 2013 11 December 2013
CHOW Wing Fung 周榮鋒 RE 4 02 September 2021
CHOW Wing Fung 周榮鋒 RE 1 02 September 2021
CHOW Yan, Inez 周茵 RE 4 30 July 2004 01 July 2010
CHOW Yan, Inez 周茵 RE 5 01 April 2003 01 July 2010
CHOW Yan, Inez 周茵 RE 9 01 April 2003 01 July 2010
CHOW Yan, Inez 周茵 RE 4 01 April 2003 13 May 2004
CHOW Yan, Inez 周茵 RE 6 01 April 2003 13 May 2004
CHU Ho Yan, Babiana 朱皓欣 RO 4 09 August 2013 24 December 2020
CHU Ho Yan, Babiana 朱皓欣 RO 1 09 August 2013 24 December 2020
CHU Ho Yan, Babiana 朱皓欣 RE 1 02 November 2006 09 August 2013
CHU Ho Yan, Babiana 朱皓欣 RE 4 02 November 2006 09 August 2013
CHU Ho Yan, Babiana 朱皓欣 RE 9 02 November 2006 24 December 2020
CHUNG Man Yi 鍾聞怡 RE 4 24 August 2021 17 August 2022
CHUNG Man Yi 鍾聞怡 RE 1 24 August 2021 17 August 2022
DJOUNOV Rossen Nikolaev RO 9 23 August 2019
DJOUNOV Rossen Nikolaev RO 4 08 April 2019
DJOUNOV Rossen Nikolaev RO 1 24 May 2017
FAN Yu-heng 范育恒 RO 9 30 November 2018 16 November 2020
FAN Yu-heng 范育恒 RO 4 30 November 2018 16 November 2020
FAN Yu-heng 范育恒 RE 9 17 July 2015 30 November 2018
FAN Yu-heng 范育恒 RE 4 17 July 2015 30 November 2018
HATHEWAY Lawrence Howell RE 1 04 March 2019 08 March 2019
HO Yuen Kiu, Holly 何宛翹 RE 1 03 September 2008 30 April 2011
HOUGHTON Brett Thomas RE 1 16 November 2018 23 November 2018
HOWARD Julian Michael RE 1 28 May 2018 15 June 2018
HUTSON Andrew Richard RE 9 06 February 2008 09 December 2010
IP Sum Sum 葉森森 RO 1 27 March 2013 23 November 2016
IP Sum Sum 葉森森 RO 4 27 March 2013 23 November 2016
IP Sum Sum 葉森森 RE 1 22 May 2006 27 March 2013
IP Sum Sum 葉森森 RE 4 23 June 2006 27 March 2013
IP Sum Sum 葉森森 RE 9 23 June 2006 03 July 2014
JAEGER Lars Alexis RE 1 20 April 2018 27 April 2018
JALANDONI ORROS Maria Lourdes RO 9 10 February 2015 06 July 2018
JALANDONI ORROS Maria Lourdes RE 4 05 July 2010 06 July 2018
JALANDONI ORROS Maria Lourdes RE 9 05 July 2010 10 February 2015
KAM Lik Ping, Amy 甘力平 RE 1 22 November 2018 23 November 2018
KAN Sheung Tung, Julie 簡尚彤 RE 1 02 August 2005 12 November 2011
KAN Sheung Tung, Julie 簡尚彤 RE 9 02 August 2005 12 November 2011
KIRK Natalie Marie RE 1 22 March 2018 29 March 2018
KWAN Wai Yee, Anna 關慧儀 RE 1 11 May 2011 04 April 2014
KWAN Wai Yee, Anna 關慧儀 RE 1 01 April 2003 09 August 2008
KWAN Wai Yee, Anna 關慧儀 RE 9 01 April 2003 09 August 2008
KWAN Wai Yee, Anna 關慧儀 RE 6 01 April 2003 13 May 2004
KWAN Wai Yee, Anna 關慧儀 RE 4 01 April 2003 13 May 2004
KWOK Cheong Ping, Charles 郭昌平 RE 9 08 June 2005 16 June 2006
KWOK Cheong Ping, Charles 郭昌平 RE 4 08 June 2005 16 June 2006
KWOK Cheong Ping, Charles 郭昌平 RE 1 08 June 2005 16 June 2006
KWOK Sze Ho 郭子豪 RE 4 07 April 2016 13 November 2017
KWOK Sze Ho 郭子豪 RE 1 07 April 2016 13 November 2017
LAI-CHOO-KAN Michael Brian RO 9 25 August 2005 02 August 2019
LAI-CHOO-KAN Michael Brian RO 5 25 August 2005 28 May 2013
LAI-CHOO-KAN Michael Brian RO 4 25 August 2005 02 August 2019
LAI-CHOO-KAN Michael Brian RE 4 30 July 2004 25 August 2005
LAI-CHOO-KAN Michael Brian RE 5 01 April 2003 25 August 2005
LAI-CHOO-KAN Michael Brian RE 9 01 April 2003 25 August 2005
LAI-CHOO-KAN Michael Brian RE 4 01 April 2003 13 May 2004
LAI-CHOO-KAN Michael Brian RE 6 01 April 2003 13 May 2004
LAM Iok Chan, Michelle 林玉珍 RO 9 10 March 2015 04 February 2019
LAM Iok Chan, Michelle 林玉珍 RE 5 07 October 2004 20 May 2013
LAM Iok Chan, Michelle 林玉珍 RE 4 30 July 2004 04 February 2019
LAM Iok Chan, Michelle 林玉珍 RE 4 13 April 2004 13 May 2004
LAM Iok Chan, Michelle 林玉珍 RE 9 13 April 2004 10 March 2015
LAM Lai Kwan 林麗君 RE 1 04 September 2012 27 September 2014
LAM Lai Kwan 林麗君 RE 4 04 September 2012 27 September 2014
LAM Man Kwong, David 林文光 RO 1 01 April 2003 28 May 2013
LAM Man Kwong, David 林文光 RO 9 01 April 2003 28 May 2013
LAM Man Kwong, David 林文光 RO 4 01 April 2003 28 May 2013
LAM Man Kwong, David 林文光 RO 5 01 April 2003 28 May 2013
LAWLER Anthony Michael RE 1 06 April 2018 13 April 2018
LEE John Jay RE 9 30 August 2006 07 December 2012
LEE Raymond Leonard 李藹謙 RO 5 28 October 2004 01 January 2010
LEE Raymond Leonard 李藹謙 RO 4 01 April 2003 01 January 2010
LEE Raymond Leonard 李藹謙 RO 1 01 April 2003 01 January 2010
LEE Raymond Leonard 李藹謙 RO 9 01 April 2003 01 January 2010
LEE Raymond Leonard 李藹謙 RO 6 01 April 2003 28 October 2004
LEE Wing Sum, Vanessa 李詠琛 RE 4 03 March 2020 11 February 2021
LEE Wing Sum, Vanessa 李詠琛 RE 1 03 March 2020 11 February 2021
LEUNG Mei Yee 梁美儀 RE 9 15 March 2007 21 June 2008
LEUNG Mei Yee 梁美儀 RE 1 15 March 2007 21 June 2008
LEUNG Wang Kit, James 梁宏傑 RE 1 13 May 2004 21 April 2006
LEUNG Wang Kit, James 梁宏傑 RE 9 01 April 2003 21 April 2006
LEUNG Wang Kit, James 梁宏傑 RE 5 01 April 2003 21 April 2006
LEUNG Wang Kit, James 梁宏傑 RE 6 01 April 2003 11 May 2004
LEUNG Wang Kit, James 梁宏傑 RE 4 01 April 2003 11 May 2004
LI Philip Yee Lap 李以立 RE 9 20 February 2008 21 May 2010
LI Philip Yee Lap 李以立 RE 5 20 February 2008 21 May 2010
LI Philip Yee Lap 李以立 RE 4 20 February 2008 21 May 2010
LI Philip Yee Lap 李以立 RE 1 20 February 2008 21 May 2010
LIN Huishan 林慧珊 RE 1 16 March 2015 01 March 2016
LIN Huishan 林慧珊 RE 4 16 March 2015 01 March 2016
LO Hiu Yan 羅曉欣 RE 1 17 October 2011 19 January 2012
LOVELESS Denise Ann RE 9 29 June 2007 17 February 2008
LUI Ka Yin 呂家妍 RE 6 01 April 2003 30 May 2003
LUI Ka Yin 呂家妍 RE 9 01 April 2003 30 May 2003
LUI Ka Yin 呂家妍 RE 4 01 April 2003 30 May 2003
LUI Ka Yin 呂家妍 RE 1 01 April 2003 30 May 2003
LUK Ka Man 陸嘉雯 RE 1 31 December 2004 21 May 2011
MA Suk Ying 馬淑英 RE 1 20 May 2016 31 May 2021
MAK Yuen Ping 麥婉萍 RE 5 01 April 2003 26 March 2004
MAK Yuen Ping 麥婉萍 RE 6 01 April 2003 26 March 2004
MAK Yuen Ping 麥婉萍 RE 9 01 April 2003 26 March 2004
MAK Yuen Ping 麥婉萍 RE 4 01 April 2003 26 March 2004
MCNAMARA Michael Paul RE 1 11 November 2019 15 November 2019
MCNAMARA Michael Paul RE 1 03 May 2019 10 May 2019
MCNAMARA Michael Paul RE 1 05 July 2018 13 July 2018
MING Chi Ho, Edward 明智豪 RE 9 05 October 2018 02 August 2019
MIVELAZ Gregoire Bernard RE 1 14 May 2020
MIVELAZ Gregoire Bernard RE 1 15 February 2019 22 February 2019
MIVELAZ Gregoire Bernard RE 1 15 October 2018 19 October 2018
MIVELAZ Gregoire Bernard RE 1 31 January 2018 02 February 2018
MOK Man Fai 莫文輝 RE 4 06 August 2007 26 May 2012
MOK Man Fai 莫文輝 RE 9 06 August 2007 26 May 2012
MUMFORD Robert Vyvyan RO 4 20 June 2019
MUMFORD Robert Vyvyan RO 9 12 June 2019
MUMFORD Robert Vyvyan RE 4 31 December 2018 20 June 2019
MUMFORD Robert Vyvyan RE 9 03 December 2018 12 June 2019
MYTTON John Piers RO 9 01 April 2003 20 December 2004
MYTTON John Piers RO 1 01 April 2003 20 December 2004
MYTTON John Piers RO 4 01 April 2003 20 December 2004
MYTTON John Piers RO 5 01 April 2003 20 December 2004
MYTTON John Piers RO 6 01 April 2003 28 October 2004
NG Man Yee, Helen 吳敏兒 RE 1 17 April 2007 26 July 2007
NG Man Yee, Helen 吳敏兒 RE 4 17 April 2007 26 July 2007
NG Man Yee, Helen 吳敏兒 RE 9 17 April 2007 26 July 2007
NG Man Yee, Helen 吳敏兒 RO 1 26 July 2007 02 April 2013
NG Man Yee, Helen 吳敏兒 RO 4 26 July 2007 02 April 2013
NG Man Yee, Helen 吳敏兒 RO 9 26 July 2007 02 April 2013
POON Yun Fong, Pauline 潘潤芳 RE 1 01 April 2003 03 August 2020
POON Yun Fong, Pauline 潘潤芳 RE 4 01 April 2003 13 May 2004
POON Yun Fong, Pauline 潘潤芳 RE 6 01 April 2003 13 May 2004
POON Yun Fong, Pauline 潘潤芳 RE 9 01 April 2003 13 May 2004
SHAW Josephine 邵宜瑜 RE 9 22 August 2007 09 October 2012
SHAW Josephine 邵宜瑜 RE 1 22 August 2007 09 October 2012
SHAW Josephine 邵宜瑜 RE 4 22 August 2007 09 October 2012
SHAW Josephine 邵宜瑜 RO 5 05 January 2005 05 July 2005
SHAW Josephine 邵宜瑜 RO 1 01 April 2003 22 August 2007
SHAW Josephine 邵宜瑜 RO 9 01 April 2003 22 August 2007
SHAW Josephine 邵宜瑜 RO 4 01 April 2003 22 August 2007
SHAW Josephine 邵宜瑜 RO 6 01 April 2003 28 October 2004
SIU Sau Man 蕭秀雯 RE 1 01 February 2006 22 June 2011
SIU Sau Man 蕭秀雯 RE 9 01 February 2006 22 June 2011
SIU Wing Shan 蕭頴珊 RE 4 05 October 2009 13 September 2014
SIU Wing Shan 蕭頴珊 RE 1 05 October 2009 13 September 2014
SMOUHA Jeremy Alan RE 1 06 April 2018 20 April 2018
SO Yuk Fong 蘇玉芳 RE 1 18 June 2007 12 May 2011
SU Alyce 粟耀瑩 RE 9 02 May 2003 11 May 2004
SU Alyce 粟耀瑩 RE 6 02 May 2003 11 May 2004
SU Alyce 粟耀瑩 RE 4 02 May 2003 11 May 2004
SU Alyce 粟耀瑩 RE 1 11 May 2004 28 February 2006
SZE Tuan Yee 史端儀 RE 1 13 May 2004 12 March 2011
SZE Tuan Yee 史端儀 RE 9 01 April 2003 13 May 2004
SZE Tuan Yee 史端儀 RE 6 01 April 2003 13 May 2004
SZE Tuan Yee 史端儀 RE 4 01 April 2003 13 May 2004
SZETO Ka Yin, Karen 司徒家妍 RE 4 28 August 2015 28 September 2016
SZETO Ka Yin, Karen 司徒家妍 RE 1 21 February 2012 28 September 2016
TSANG May Yee, May 曾美儀 RE 1 13 May 2004 18 October 2006
TSANG May Yee, May 曾美儀 RE 9 16 June 2004 18 October 2006
TSANG May Yee, May 曾美儀 RE 6 01 April 2003 13 May 2004
TSANG May Yee, May 曾美儀 RE 4 01 April 2003 13 May 2004
TSANG May Yee, May 曾美儀 RE 9 01 April 2003 13 May 2004
TSOI Tai Ning, Richard Joseph 蔡大寧 RE 9 01 April 2003 16 April 2003
TSOI Tai Ning, Richard Joseph 蔡大寧 RE 1 01 April 2003 16 April 2003
TSOI Tai Ning, Richard Joseph 蔡大寧 RE 4 01 April 2003 16 April 2003
TSOI Tai Ning, Richard Joseph 蔡大寧 RE 6 01 April 2003 16 April 2003
TSUI Tsun Ying, Eva 徐俊英 RE 4 18 January 2018 02 July 2019
TSUI Tsun Ying, Eva 徐俊英 RE 1 18 January 2018 02 July 2019
WALLIS Craig Brian RO 1 24 May 2013 10 February 2014
WONG Cheuk Yen Kristy 黃琸殷 RE 4 28 August 2015 13 November 2020
WONG Cheuk Yen Kristy 黃琸殷 RE 1 29 June 2011 13 November 2020
WONG Chun Wai 黃鎮威 RE 4 03 August 2017 16 November 2020
WONG Chun Wai 黃鎮威 RO 1 13 March 2017 16 November 2020
WONG Chun Wai 黃鎮威 RE 4 18 July 2013 08 May 2017
WONG Chun Wai 黃鎮威 RE 1 18 July 2013 13 March 2017
WONG Daisy Lok Ming 黃洛明 RE 1 01 February 2012 29 May 2014
WONG Elsa Yat Ying 黃逸瑩 RE 1 03 May 2006 04 March 2008
WONG Man Wai 黃敏慧 RE 1 14 July 2016 30 July 2021
WONG Sui Man 黃瑞文 RO 4 18 August 2022
WONG Sui Man 黃瑞文 RO 1 18 August 2022
WONG Sui Man 黃瑞文 RE 4 03 February 2021 18 August 2022
WONG Sui Man 黃瑞文 RE 1 03 February 2021 18 August 2022
WONG Suk Wun, Suzanna 黃淑媛 RE 4 05 October 2009 26 April 2014
WONG Suk Wun, Suzanna 黃淑媛 RE 1 05 October 2009 26 April 2014
WONG Suk Wun, Suzanna 黃淑媛 RE 1 01 December 2006 01 January 2008
WONG Wai Kit 黃偉杰 RE 9 12 December 2005 31 March 2007
WU Zhao 吳兆 RE 1 09 March 2015 29 June 2018
WU Zhao 吳兆 RE 4 09 March 2015 29 June 2018
XING Xiaolin RO 9 17 August 2022
XING Xiaolin RO 4 17 August 2022
XING Xiaolin RE 9 01 February 2021 17 August 2022
XING Xiaolin RE 4 01 February 2021 17 August 2022
YANG Qiushi 楊秋實 RE 4 19 April 2022
YANG Qiushi 楊秋實 RE 1 19 April 2022
YEUNG Ching Lai, Anthony Thomas 楊正禮 RE 4 24 June 2015 15 September 2015
YEUNG Ching Lai, Anthony Thomas 楊正禮 RE 1 14 June 2004 15 September 2015
YEUNG Kit Yin, Mei 楊潔賢 RE 9 15 September 2011 01 January 2013
YEUNG Kit Yin, Mei 楊潔賢 RE 1 15 September 2011 01 January 2013
YEUNG Oi Yung, Betty 楊愛容 RE 1 01 April 2003 28 October 2008
YEUNG Oi Yung, Betty 楊愛容 RE 4 01 April 2003 13 May 2004
YEUNG Oi Yung, Betty 楊愛容 RE 6 01 April 2003 13 May 2004
YEUNG Oi Yung, Betty 楊愛容 RE 9 01 April 2003 13 May 2004
YEUNG Wai Yin, Eunice 楊慧賢 RE 1 07 November 2011 01 February 2012
YIN Weiquan 殷瑋荃 RE 4 19 May 2014 08 March 2017
YIN Weiquan 殷瑋荃 RE 9 19 May 2014 08 March 2017
YIP Wing Shan 葉穎珊 RE 1 13 June 2014 21 June 2019
YUEN On Kei 袁安琪 RE 6 01 April 2003 16 April 2004
YUEN On Kei 袁安琪 RE 4 01 April 2003 16 April 2004
YUEN On Kei 袁安琪 RE 9 01 April 2003 16 April 2004
YUEN On Kei 袁安琪 RE 1 01 April 2003 16 April 2004
YUNG Wai Kwan, Bonnie 容慧君 RE 1 22 July 2005 10 May 2008
ZENG Fanwei 曾凡玮 RE 9 17 May 2023
ZENG Fanwei 曾凡玮 RE 4 17 May 2023