SFC Licences of SZE Wei Ling, Winnie 施惠玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RE | 4 | 25 April 2014 | 30 October 2015 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 09 May 2011 | 06 December 2011 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 09 May 2011 | 06 December 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 September 2007 | 05 January 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 July 2006 | 25 August 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 07 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 07 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 07 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 07 September 2004 |