SFC Licences of LIU Sean Meng-hsiung 劉孟雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 9 | 19 November 2019 | 03 April 2023 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 4 | 19 November 2019 | 03 April 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 13 July 2018 | 03 April 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 May 2018 | 13 July 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 28 November 2003 | 11 August 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 November 2003 | 11 August 2006 |