SFC Licences of LIU Sean Meng-hsiung 劉孟雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 19 November 2019 03 April 2023
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 19 November 2019 03 April 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 13 July 2018 03 April 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 16 May 2018 13 July 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 28 November 2003 11 August 2006
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 28 November 2003 11 August 2006