SFC Licences of CHUNG Wai Ming, Roger 鍾偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 September 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 30 August 2018 02 September 2021
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 02 May 2018 27 July 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 13 December 2016 08 March 2018
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 16 November 2015 05 December 2016
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 17 April 2013 06 November 2015
Celestial Securities Limited 時富證券有限公司 RE 1 19 February 2013 05 April 2013
Fulbright Securities Limited 富昌證券有限公司 RE 1 17 February 2009 31 January 2013
Stockwell Securities Limited 常匯證券有限公司 RE 1 30 October 2007 09 February 2009
Celestial Securities Limited 時富證券有限公司 RE 1 30 August 2004 09 October 2007
Hing Wai Allied Securities Limited 興偉聯合證券有限公司 RE 1 21 February 2004 24 August 2004
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 1 01 April 2003 08 October 2003
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 4 01 April 2003 08 October 2003
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 6 01 April 2003 08 October 2003
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 9 01 April 2003 08 October 2003