SFC Licences of LEE Melissa 李潔冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) | RE | 1 | 21 October 2011 | 04 January 2012 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 1 | 06 December 2010 | 18 June 2011 |
| Peak Capital Limited | RE | 4 | 01 June 2010 | 31 August 2010 |
| Peak Capital Limited | RE | 1 | 01 June 2010 | 31 August 2010 |
| Pioneer Global Investments (HK) Limited | RE | 4 | 28 June 2005 | 31 March 2010 |
| Pioneer Global Investments (HK) Limited | RE | 1 | 28 June 2005 | 31 March 2010 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 11 December 2003 | 21 June 2005 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 11 December 2003 | 21 June 2005 |