SFC Licences of LO Kai, Lawrence 盧騏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 19 March 2018 11 May 2018
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 19 March 2018 11 May 2018
Thomas Global Financial Services Limited 石匠環球金服有限公司 RE 1 19 March 2018 11 May 2018
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 9 15 December 2010 29 September 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 4 15 December 2010 29 September 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 1 15 December 2010 29 September 2017
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 2 30 May 2008 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 5 28 December 2007 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 1 28 December 2007 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 9 04 December 2007 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 4 04 December 2007 30 June 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 1 01 April 2003 30 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 4 01 April 2003 30 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 5 01 April 2003 30 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 9 01 April 2003 30 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 6 01 April 2003 25 October 2004