SFC Licences of TING Sui Lin, Wanda 丁瑞蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 December 2011 | 07 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 07 November 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 July 2004 | 31 August 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 June 2004 | 07 November 2013 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 May 2004 | 24 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 May 2004 | 24 June 2004 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 28 April 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 28 April 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 27 April 2004 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 27 April 2004 |