SFC Licences of KOO Hung Jun, Lawrence 顧弘潤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RE | 9 | 16 February 2023 | 07 October 2023 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RE | 4 | 16 February 2023 | 07 October 2023 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 03 April 2019 | 06 February 2020 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 03 April 2019 | 06 February 2020 |
| Tribridge Investment Partners Limited | RE | 9 | 20 September 2006 | 27 June 2008 |
| Tribridge Investment Partners Limited | RE | 4 | 20 September 2006 | 27 June 2008 |