SFC Licences of SMITH Paul Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 9 | 14 December 2020 | |
| Peak Capital Limited | RE | 4 | 14 December 2020 | |
| Peak Capital Limited | RE | 1 | 14 December 2020 | |
| orientiert International Markets Limited | RE | 9 | 10 May 2013 | 11 April 2016 |
| orientiert International Markets Limited | RE | 4 | 10 May 2013 | 11 April 2016 |
| orientiert International Markets Limited | RE | 1 | 10 May 2013 | 11 April 2016 |
| orientiert International Markets Limited | RO | 1 | 29 June 2007 | 10 May 2013 |
| orientiert International Markets Limited | RO | 9 | 25 January 2007 | 10 May 2013 |
| orientiert International Markets Limited | RO | 4 | 25 January 2007 | 10 May 2013 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 | RE | 1 | 01 April 2003 | 15 January 2005 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 | RE | 4 | 01 April 2003 | 15 January 2005 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 | RE | 9 | 01 April 2003 | 15 January 2005 |