SFC Licences of WONG Siu Nam 黃肇南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maxa Capital Limited 邁時資本有限公司 RO 6 06 January 2023
Maxa Capital Limited 邁時資本有限公司 RO 1 06 January 2023
Maxa Capital Limited 邁時資本有限公司 RE 6 03 November 2022 06 January 2023
Maxa Capital Limited 邁時資本有限公司 RE 1 03 November 2022 06 January 2023
China Everbright Capital Limited 中國光大融資有限公司 RO 4 18 July 2019 08 May 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 6 09 March 2018 08 May 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 09 March 2018 08 May 2022
China Everbright Capital Limited 中國光大融資有限公司 RO 6 21 November 2017 08 May 2022
China Everbright Capital Limited 中國光大融資有限公司 RO 1 21 November 2017 08 May 2022
China Everbright Capital Limited 中國光大融資有限公司 RE 6 10 July 2017 21 November 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 1 10 July 2017 21 November 2017
Huarong International Capital Limited 華融國際融資有限公司 RO 6 10 June 2016 16 June 2017
Huarong International Capital Limited 華融國際融資有限公司 RO 1 10 June 2016 16 June 2017
Huarong International Securities Limited 華融國際證券有限公司 RO 6 25 January 2016 16 June 2017
Huarong International Securities Limited 華融國際證券有限公司 RO 1 25 January 2016 16 June 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 6 10 November 2015 25 January 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 1 10 November 2015 25 January 2016
ABCI Capital Limited 農銀國際融資有限公司 RO 6 17 March 2011 27 October 2015
ABCI Capital Limited 農銀國際融資有限公司 RO 1 17 March 2011 27 October 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RO 6 09 September 2010 18 April 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RO 1 09 September 2010 18 April 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RE 6 20 August 2010 09 September 2010
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 20 August 2010 09 September 2010
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 27 May 2008 16 July 2010
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 27 May 2008 16 July 2010
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 21 September 2007 04 February 2008
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 21 September 2007 04 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 6 29 August 2005 04 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 05 November 2004 04 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 6 05 November 2004 29 August 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 12 March 2004 02 November 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 12 March 2004 02 November 2004
Kingsway Capital Limited 滙富融資有限公司 RE 6 01 April 2003 02 November 2004
Kingsway Capital Limited 滙富融資有限公司 RE 9 01 April 2003 06 January 2004
Kingsway Capital Limited 滙富融資有限公司 RE 4 01 April 2003 06 January 2004