SFC Licences of KWOK Shuk Yee, Vanessa 郭淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 21 December 2006 | 06 July 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 31 August 2006 | 06 July 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 August 2006 | 06 July 2010 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 31 August 2006 | 21 December 2006 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 01 April 2003 | 30 June 2006 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 01 April 2003 | 30 June 2006 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 01 April 2003 | 30 June 2006 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 9 | 01 April 2003 | 22 September 2004 |