SFC Licences of BRADFORD David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 1 | 07 November 2022 | 28 September 2023 |
| T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2022 | 12 August 2022 |
| GFI (HK) Securities L.L.C. | RO | 7 | 22 March 2011 | 29 October 2021 |
| GFI (HK) Securities L.L.C. | RO | 1 | 22 March 2011 | 29 October 2021 |
| GFI (HK) Securities L.L.C. | RE | 7 | 03 June 2009 | 22 March 2011 |
| GFI (HK) Securities L.L.C. | RE | 1 | 03 June 2009 | 22 March 2011 |
| GFI (HK) Securities L.L.C. | RO | 7 | 24 July 2007 | 03 June 2009 |
| GFI (HK) Securities L.L.C. | RO | 1 | 24 July 2007 | 03 June 2009 |
| GFI (HK) Securities L.L.C. | RE | 1 | 22 November 2004 | 24 July 2007 |