SFC Licences of COX Mark Henry 郭馬克

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RO 4 28 September 2011 31 March 2022
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RO 1 28 September 2011 31 March 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 26 August 2010 24 October 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 26 August 2010 24 October 2011