SFC Licences of HO Ka Ki, Michelle 何家淇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 04 September 2012 | 18 May 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 September 2011 | 04 September 2012 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 13 November 2008 | 15 September 2011 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 13 November 2008 | 15 September 2011 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 9 | 12 June 2007 | 22 September 2008 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 5 | 12 June 2007 | 22 September 2008 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 4 | 12 June 2007 | 22 September 2008 |