SFC licenceholder ADQ243 MUBAYI Piyush

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 June 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 06 February 2007 22 September 2007