SFC Licences of TSE Ngai Yuen 謝毅遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 26 June 2006 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 June 2006 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 October 2005 | 16 June 2006 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 04 October 2005 | 16 June 2006 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 17 April 2003 | 03 October 2005 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 17 April 2003 | 03 October 2005 |