SFC Licences of LAW Pik Lin 羅碧蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 07 November 2014 | 16 April 2018 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 02 September 2014 | 16 April 2018 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 02 September 2014 | 16 April 2018 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 02 September 2014 | 07 November 2014 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RO | 3 | 02 August 2012 | 03 June 2014 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 31 October 2011 | 02 August 2012 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 20 April 2009 | 05 October 2009 |
| First State (Hong Kong) LLC | RE | 9 | 01 April 2003 | 17 September 2003 |
| First State (Hong Kong) LLC | RE | 6 | 01 April 2003 | 17 September 2003 |
| First State (Hong Kong) LLC | RE | 4 | 01 April 2003 | 17 September 2003 |
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 01 April 2003 | 17 September 2003 |
| First Sentier Investors (Hong Kong) Limited | RE | 6 | 01 April 2003 | 17 September 2003 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 01 April 2003 | 17 September 2003 |