SFC Licences of GVOZDEN Alexander Robin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Abax Global Capital (Hong Kong) Limited RO 9 30 September 2013 31 December 2014
Abax Global Capital (Hong Kong) Limited RE 9 06 January 2011 30 September 2013
Orion Investment Management Limited RE 4 24 November 2009 30 April 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 4 23 November 2007 22 February 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 09 January 2006 23 November 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 20 January 2005 20 September 2005