SFC Licences of GVOZDEN Alexander Robin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Abax Global Capital (Hong Kong) Limited | RO | 9 | 30 September 2013 | 31 December 2014 |
Abax Global Capital (Hong Kong) Limited | RE | 9 | 06 January 2011 | 30 September 2013 |
Orion Investment Management Limited | RE | 4 | 24 November 2009 | 30 April 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 23 November 2007 | 22 February 2008 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 09 January 2006 | 23 November 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 January 2005 | 20 September 2005 |