SFC Licences of KA Tim Ming, Lawrence 賈添明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | 9 | 30 July 2021 | 31 December 2022 |
| Modus Asset Management Limited | RE | 9 | 09 July 2021 | 30 July 2021 |
| Penjing Asset Management (Asia) Limited | RO | 9 | 08 January 2020 | 31 May 2021 |
| Penjing Asset Management (Asia) Limited | RO | 4 | 08 January 2020 | 31 May 2021 |
| Penjing Asset Management (Asia) Limited | RO | 1 | 08 January 2020 | 31 May 2021 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 1 | 16 May 2017 | 08 January 2020 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 18 April 2016 | 08 January 2020 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 9 | 02 November 2015 | 08 January 2020 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 1 | 29 October 2009 | 22 October 2014 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 9 | 24 March 2005 | 30 October 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 4 | 24 March 2005 | 30 October 2015 |