SFC Licences of CHU Kuan Hsun 朱光勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 06 June 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 06 June 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 06 June 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 06 June 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 06 June 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 03 October 2017 31 May 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 03 October 2017 31 May 2022
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 17 March 2015 31 May 2022
Aisance Asset Management Limited 君達資產管理有限公司 RO 9 10 August 2009 31 December 2014
Aisance Asset Management Limited 君達資產管理有限公司 RO 2 05 August 2008 22 February 2013
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 24 March 2006 10 August 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 5 18 August 2005 31 May 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 18 August 2005 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 4 18 August 2005 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 11 October 2004 31 May 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 11 October 2004 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 11 October 2004 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 June 2004 11 October 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 June 2004 11 October 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 21 June 2004 11 October 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RO 2 19 April 2004 25 May 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 19 April 2004 25 May 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 1 01 April 2003 25 May 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 9 01 April 2003 30 March 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 4 01 April 2003 30 March 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 7 01 April 2003 30 March 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 6 01 April 2003 30 March 2004