SFC Licences of YAU Chi Kin 邱志堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
West Bull Securities Limited 西牛證券有限公司 RE 1 13 February 2023 31 December 2023
Yew Tree Limited 紫杉樹有限公司 RE 2 06 August 2020 30 April 2022
Yew Tree Limited 紫杉樹有限公司 RE 1 04 April 2019 30 April 2022
Planetree Securities Limited 梧桐證券有限公司 RE 1 01 April 2003 03 April 2019
Planetree Securities Limited 梧桐證券有限公司 RE 4 01 April 2003 28 January 2004
Planetree Securities Limited 梧桐證券有限公司 RE 6 01 April 2003 28 January 2004
Planetree Securities Limited 梧桐證券有限公司 RE 9 01 April 2003 28 January 2004