SFC Licences of SIM Thiam Chwee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 April 2006 | 02 June 2007 |
Merrill Lynch Far East Limited | RE | 1 | 03 April 2006 | 02 June 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 April 2006 | 02 June 2007 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 August 2005 | 10 March 2006 |
Merrill Lynch Far East Limited | RE | 1 | 12 August 2005 | 10 March 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 August 2005 | 10 March 2006 |