SFC Licences of CHIN Hung I 金弘毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 28 December 2017 | 01 November 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 29 September 2017 | 28 December 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 29 July 2015 | 17 December 2016 |
| UBS Securities Hong Kong Limited | RO | 6 | 07 June 2012 | 29 July 2015 |
| UBS Securities Asia Limited | RO | 9 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RO | 6 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RO | 4 | 01 April 2003 | 01 July 2004 |